Intra-domain Source Address Validation (SAVNET) Architecture

Introduction Source address validation (SAV) is important for mitigating source address spoofing and thus contributes to the Internet security. In the Source Address Validation Architecture (SAVA) , SAV is divided into three checking levels, i.e., access-network SAV, intra-domain SAV, and inter-domain SAV. When an access network does not deploy SAV (such as SAVI , Cable Source Verify , and IP Source Guard ), intra-domain SAV helps block spoofed packets from an access network as close to the source as possible . The main purpose of the intra-domain SAV mechanism for an AS A, is to protect the outgoing packets of a subnet of AS A from forging their source addresses as other subnets' addresses or other ASes' addresses, as well as protect the incoming packets to AS A from forging their source addresses as AS A's addresses. The main task of the intra-domain SAV mechanism is to generate the correct mapping relationship between a source address (prefix) and the valid incoming interface(s), called SAV rules. The core challenge of the intra-domain SAV mechanism is how to efficiently and accurately learn the mapping relationship. Although many existing intra-domain SAV mechanisms (such as ACL-based filtering , strict uRPF , and loose uRPF ) have been proposed, they suffer from either inaccurate mapping in asymmetric routing scenraios, or high operational overhead in dynamic networks. The key cause is that exsiting mechanisms generate the SAV rules by a router's local routing information or by manual inputs. In , five requirements for a new intra-domain SAVNET architecture are proposed. This document introduces the intra-domain SAVNET architecture to meet the five requirements. The key idea of intra-domain SAVNET is to generate SAV rules in routers based on SAV-specific information exchanged among routers, instead of depending on local routing information like in existing mechanisms. It achieves accurate SAV validation, because SAV-specific information is specialized for SAV and thus helps generate more accurate SAV rules than solely using local routing information. It achieves automatic SAV rule update, because SAV-specific information exchange is triggered when there is topology change or prefix change. In the incremental/partial deployment scenario where only part of intra-domain routers support the intra-domain SAVNET, it provides incremental benefits by using SAV-specific information provided by routers that support the intra-domain SAVNET, and/or local routing information to generate SAV rules. The reader is encouraged to be familiar with and .

Requirements Language The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in BCP 14 when, and only when, they appear in all capitals, as shown here.

Terminology Local Routing Information: The information in a router's local RIB or FIB that can be used to infer SAV rules. SAV-specific Information: The information specialized for SAV rule generation, which is exchanged among routers. SAV-related Information: The information used by a router to make SAV decisions. For intra-domain SAV, SAV-related information includes both local routing information and SAV-specific information. SAV-specific Information Communication Mechanism: The mechanism for exchanging SAV-specific information between routers. It can be either a new protocol or an extension to an existing protocol. SAV Information Base: A table or data structure in a router which stores SAV-specific information and local routing information. SAV Rule: The rule in a router that describes the mapping relationship between a source address (prefix) and the valid incoming interface(s). It is used by a router to make SAV decisions and is inferred from the SAV Information Base. SAVNET Router: An intra-domain router which runs intra-domain SAVNET. SAVNET Agent: The agent in a SAVNET router that is responsible for communicating SAV-specific information, processing SAV-related information, and generating SAV rules. Host-facing Router: An intra-domain router of an AS which is connected to a host network (i.e., a layer-2 network). Customer-facing Router: An intra-domain router of an AS which is connected to an intra-domain customer network running the routing protocol (i.e., a layer-3 network). AS Border Router: An intra-domain router of an AS which is connected to other ASes. Improper Block: The validation results that the packets with legitimate source addresses are blocked improperly due to inaccurate SAV rules. Improper Permit: The validation results that the packets with spoofed source addresses are permitted improperly due to inaccurate SAV rules.

Intra-domain SAVNET Architecture

Overview illustrates intra-domain SAVNET architecture in an intra-domain network. In the intra-domain network, host-facing routers, customer-facing routers, and AS border routers are required to perform SAV filtering on specific interfaces (i.e., interfaces '#' in ):

Host-facing routers (e.g., Router C) generate SAV rules on interfaces facing a layer-2 host network and block data packets with source addresses not belonging to the host network receiving from that interface.
Customer-facing routers (e.g., Routers A and B) generate SAV rules on interfaces facing a layer-3 customer network and block data packets with source addresses not belonging to the customer network receiving from that interface.
AS border routers (e.g., Routers D or E) generate SAV rules on interfaces facing another AS and block data packets with source addresses belonging to the local AS receiving from that interface.

Overview of intra-domain SAVNET architecture +----+#+---+ | | | Router D | | Router E | | | +-----/\---+ <-------------- +-----/\---+ | | SAV-specific | SAV-specific | SAV-specific | | message from | message from | message from | | Router A | Router C | Router C | | +----------------------------------------+ | | | Other intra-domain routers | | | +-/\-------------------------------/\----+ | | SAV-specific / \ SAV-specific | SAV-specific | | message from/ \ message from | message from | | Router A / \Router A | Router C | | +----------+ +----\/----+ +----------+ | | | Router A | | Router B | | Router C | | | +---+#+----+ +------+#+-+ +----+#+---+ | | \ / | | +------------\------------/---------------------|--------------+ \ / | +--------------+ +--------------+ | Customer | | Host | | Network | | Network | +--------------+ +--------------+ ]]> To generate more accurate SAV rules, intra-domain SAVNET requires routers to automatically exchange SAV-specific information. For example, a host-facing (or customer-facing) router can contain its locally-known prefixes of the host network (or customer network) in its SAV-specific information. The router can choose to only provide this information to specific routers or provide this information to all routers in the intra-domain network. The arrows in indicate the direction of SAV-specific information flows originated from Router A and Router C. SAV-specific information flows originated from other routers are omitted for brevity. After receiving SAV-specific information provided by other routers, routers can generate more accurate SAV rules by using SAV-specific information provided by other routers, its own SAV-specific information, and/or routing information in the local FIB/RIB. For example, in , Router B can identify all prefixes in the customer network by using its own SAV-specific information and SAV specific information provided by Router A, even if there is an asymmetric routing between Router B and the customer network. Routers F and G can identify all prefixes in the local AS by using SAV-specific inforamtion provided by Routers A, B, and C.

Roles of SAVNET Routers A SAVNET router can be a host-facing router, a customer-facing router, an AS border router, or other routers. Every SAVNET router has a SAVNET Agent that is responsible for actions related to SAV. As shown in , a SAVNET router can act as one or two roles in the intra-domain SAVNET architecture, namely, source entity to provide its SAV-specific information to other SAVNET routers, or/and validation entity to receive SAV-specific information from other SAVNET routers.

Source Entity When a SAVNET router acts as source entity, the information provider of its SAVNET Agent provides its SAV-specific information to other SAVNET routers that act as validation entity. For example, a host-facing router acting as source entity can obtain its SAV-specific information related to the host network to which it is connected and selectively provide this information to other SAVNET routers.

Validation Entity When a SAVNET router acts as validation entity, the information receiver of its SAVNET Agent receives SAV-specific information from other SAVNET routers that act as source entity. Then, its SAVNET Agent processes SAV-specific information provided by other SAVNET routers, its own SAV-specific information, and/or its local routing information to generate SAV rules on corresponding interfaces. As mentioned above, host-facing routers perform SAV filtering on interfaces facing the host network, customer-facing routers perform SAV filtering on interfaces facing the customer network, and AS border routers perform SAV filtering on interfaces facing another AS.

Roles of SAVNET routers Information | | | | | | Provider | | | | | | Receiver | | | | | +-------------+ | | | | +-------------+ | | | +-----------------+ | | +-----------------+ | | | | | +---------------------+ +---------------------+ ]]>

SAV-specific Information Communication Mechanism New intra-domain SAV solutions should design a SAV-specific communication mechanism to propagate SAV-specific information from source entity to validation entity. It can be a new protocol or an extension to an existing protocol. This document does not present the details of the protocol design or protocol extensions, but lists necessary features of SAV-specific communication mechanism in the following. The SAV-specific Information communication mechanism SHOULD define the data structure or format of SAV-specific information, and the operations of communication (such as communication establishment and communication termination). In addition, the mechanism SHOULD require source entity to inform validation entity of the updates of SAV-specific information in a timely manner, so that validation entity can update SAV rules based on the latest information. In order to ensure the convergence and security of the communication, the session of the SAV-specific communication mechanism SHOULD meet the following requirements:

The session can be a long-time session or a temporary one, but it SHOULD provide sufficient assurance of transmission reliability and timeliness, so that validation entity can update its SAV rules in time.
Authentication can be conducted before session establishment. Authentication is optional but the ability of authentication SHOULD be available.

SAV-related Information For intra-domain SAV, both SAV-specific information and local routing information can be used for SAV decisions.

SAV-specific Information SAV-specific information is specialized for SAV and thus helps generate more accurate SAV rules. A SAVNET router can obtain its own SAV-specific information based on local routing information, local interface configurations, and/or other local configuration information. In addition, SAVNET routers acting as validation entity can obtain SAV-specific information of other SAVNET routers that act as source entity. By using SAV-specific information provided by other SAVNET routers, the SAVNET router acting as validation entity can generate more accurate SAV rules than solely using its local routing information. For example, customer-facing routers connected to the same multi-homed customer network can exchange locally-known source prefixes of the customer network through SAV-specific information communication. By processing both SAV-specific information of itself and SAV-specific information of the other customer-facing routers, each of them can identify all prefixes in the customer network and thus avoid improper block in case there is an asymmetric routing. elaborates on this example.

Routing Information Routing information is used for computing packet forwarding rules, which is stored in the router's RIB/FIB. Although it is not specialized for SAV, it is widely used to infer SAV rules in existing uRPF-based SAV mechanisms, such as strict uRPF and loose uRPF . A SAVNET router acting as validation entity can obtain routing information from its local RIB/FIB to generate SAV rules for some prefixes, when the corresponding SAV-specific information is missing.

SAV Rule Generation shows the SAV rule generation process of the SAVNET router acting as validation entity. The SAV Information Manager of SAVNET Agent consolidates SAV-specific information provided by other routers, SAV-specific information of the router itself, and local routing information into the SAV Information Base. Then, it sends the consolidated information to the SAV Rule Generator. The SAV Rule Generator should preferentially use SAV-specific information to generate SAV rules for specific source prefixes. Local routing information is only recommended when some SAV-specific information is missing. SAV Information Manager also provides the support of diagnosis. Operators can look up the information in SAV Information Base for monitoring or troubleshooting purpose.

Workflow of SAV rule generation The basic workflow of different kinds of SAVNET routers is summarized below:

For a host-facing router (or a customer-facing router), it processes SAV-related information to identify prefixes in the host network (or customer network) it connected to, and then generate SAV rules on the interface facing to the host network (or customer network). Data packets coming from that interface will be considered invalid and should be blocked if they use source addresses not belonging to the host network (or customer network). In the incremental/partial deployment scenario when some routers do not deploy SAV-specific information communication mechanism, the host-facing router (or customer-facing router) may not be able to identify all prefixes in the host network (or customer network) through SAV-specific information. To avoid improper block in this case, the router is recommended to use less strict SAV rules. For example, it can choose to only block packets with non-global or non-routable source addresses by using its local routing information.
For an AS border router, it processes SAV-related information to identify prefixes in the local AS, and then generate SAV rules on the interface facing to another AS. Data packets coming from that interface will be considered invalid and should be blocked if they use source addresses belonging to the local AS. In the incremental/partial deployment scenario, the AS border router may only identify partial prefixes in the local AS through SAV-specific information. In this case, the AS border router can still block data packets with source addresses in learned prefixes.

In addition, if the AS border router also implements inter-domain SAVNET, its intra-domain SAVNET Agent SHOULD send the intra-domain SAV-specific information to its inter-domain SAVNET Agent, helping the inter-domain SAVNET Agent generate inter-domain SAV rules or inter-domain SAV-specific information.

Data-plane Considerations This document mainly focuses on SAV rule generation process on control plane, including exchanging SAV-specific information, consolidating SAV-related information, and generating SAV rules. As for data-plane SAV filtering, SAVNET routers check source addresses of incoming data packets against local SAV rules and drop those that are identified as using spoofing source addresses. Therefore, the accuracy of data-plane SAV filtering depends entirely on the accuracy of generated SAV rules. More data-plane considerations can be found in .

Use Cases This section uses two use cases to illustrate that intra-domain SAVNET can achieve more accurate and efficient SAV than existing intra-domain SAV mechanisms. The two use cases have already been described in to show that existing intra-domain SAV mechanisms have problems of improper block or high operational overhead.

Use Case 1: SAV at Host-facing or Customer-facing Routers shows an asymmetric routing in a multi-homed host/customer network scenario. Router 1 and Router 2 adopt intra-domain SAV to block spoofing data packets with source addresses not belonging to Network 1 (e.g., a host network or a customer network) receiving from interface '#'. Network 1 has prefix 10.0.0.0/15 and is connected to two routers (i.e., Router 1 and Router 2) in the intra-domain network. Due to the inbound load balance strategy of Network 1, Router 1 only learns the route to sub prefix 10.1.0.0/16 from Network 1, while Router 2 only learns the route to the other sub prefix 10.0.0.0/16 from Network 1. After that, Router 1 or Router 2 learns the route to the other sub prefix through the intra-domain routing protocol. The FIBs of Router 1 and Router 2 are shown in the figure. Assume Network 1 may send outbound packets with source addresses in sub prefix 10.0.0.0/16 to Router 1 for outbound load balance. The arrows in indicate the direction of traffic.

A use case of outbound SAV In this case, strict uRPF at Router 1 will improperly block legitimate packets with source addresses in prefix 10.0.0.0/16 from Network 1 on interface '#', because it only accepts data packets with source addresses in prefix 10.1.0.0/16 from Router 1's interface '#' according to its local routing information. If intra-domain SAVNET is implemented in the intra-domain network, Router 2 can inform Router 1 that prefix 10.0.0.0/16 also belongs to Network 1 by providing its SAV-specific information to Router 1. Then, by combining both its own SAV-specific information and SAV-specific information provided by Router 2, Router 1 learns that Network 1 have both prefix 10.1.0.0/16 and prefix 10.0.0.0/16. Therefore, Router 1 will accept data packets with source addresses in prefix 10.1.0.0/16 and prefix 10.0.0.0/16 on interface '#', so improper block can be avoided.

Use Case 2: SAV at AS Border Routers shows a scenario of inbound SAV at AS border routers. Router 3 and Router 4 adopt intra-domain SAV to block spoofing data packets with internal source addresses receiving from interface '#'. The arrows in indicate the direction of spoofing traffic.

A use case of inbound SAV If Router 3 and Router 4 deploy ACL-based ingress filtering, the operator needs to manually generate and update ACL rules at Router 3 and Router 4 when internal source prefixes change. The operational overhead of manually maintaining and updating ACL rules will be extremely high, especially when there are multiple inbound validation interfaces '#'. If intra-domain SAVNET is implemented in the intra-domain network, Router 1, Router 2, and Router 5 will automatically inform Router 3 and Router 4 of prefixes in the host network and customer network by providing SAV-specific information. After receiving SAV-specific information from other routers, Router 3 and Router 4 can identify all internal source prefixes. The SAV-specific information communication will be triggered if topology or prefix related to the host network or customer network changes. For example, if the customer network has a new source prefix P3, Router 5 will inform Router 3 and Router 4 of the new source prefix immediately through SAV-specific information communication mechanism. In this way, Router 3 and Router 4 can automatically generate and update SAV rules on interface '#'.

Meeting the Design Requirements of Intra-domain SAVNET Intra-domain SAVNET architecture is proposed to meet the five design requirements defined in .

Accurate Validation In the asymmetric routing scenario shown in , the host-facing router (or customer-facing router) cannot identify all prefixes in its host network (or customer network) solely using its local routing information. As a result, existing intra-domain SAV mechanisms (e.g., strict uRPF) solely using local routing information to generate SAV rules will have improper block problems in the case of asymmetric routing. Intra-domain SAVNET requires routers to exchange SAV-specific information among each other. The SAVNET router can use SAV-specific information provided by other routers as well as its own SAV-specific information to generate more accurate SAV rules. The use case in has shown that intra-domain SAVNET can achieve more accurate SAV filtering compared with strict uRPF in asymmetric routing scenarios.

Automatic Update In real intra-domain networks, the topology or prefixes of networks may change dynamically. The SAV mechanism MUST automatically update SAV rules as the network changes. However, ACL-based SAV mechanism requires manual efforts to accommodate to network dynamics, resulting in high operational overhead. Intra-domain SAVNET allows SAVNET routers to exchange the changes of SAV-specific information among each other automatically. After receiving updated SAV-specific information from source entity, SAVNET routers acting as validation entity can generate and update their SAV rules accordingly. The use case in has shown that intra-domain SAVNET can achieve automatic update.

Incremental/Partial Deployment Although an intra-domain network mostly has one administration, incremental/partial deployment may still exist due to phased deployment or multi-vendor supplement. In phased deployment scenarios, SAV-specific information of non-deploying routers is not available. As described in , intra-domain SAVNET can adapt to incremental/partial deployment. To mitigate the impact of phased deployment, it is RECOMMENDED that routers connected to the same host/customer network can simultaneously adopt intra-domain SAVNET so that all prefixes in the host/customer network can be identified. For example, in , Router 1 and Router 2 are recommended to be upgraded to SAVNET routers together so that the two routers can identify all prefixes in Network 1 and generate accurate SAV rules on interfaces '#'. In addition, SAVNET routers acting as validation entity are RECOMMENDED to support flexible validation modes and perform SAV filtering gradually to smooth the transition from partial to full deployment:

SAVNET routers acting as validation entity are RECOMMENDED to support flexible validation modes such as interface-based prefix allowlist, interface-based prefix blocklist, and prefix-based interface allowlist (see ). The first two modes are interface-scale, and the last one is device-scale. Under incremental/partial deployment, SAVNET routers SHOULD take on the proper validation mode according to acquired SAV-specific information. For example, if a customer-facing router can identify all prefixes in its customer network by processing acquired SAV-specific information, an interface-based prefix allowlist containing these prefixes can be used on that customer-facing interface. Otherwise, it should use interface-based prefix blocklist or prefix-based interface allowlist to avoid improper block.
Validation entity is RECOMMENDED to performed SAV-invalid filtering gradually. The router can first take conservative actions on the validated data packets. That is to say, the router will not discard packets with invalid results in the beginning of deployment. It can conduct sampling action for measurement analysis at first, and then conducts rate-limiting action or redirecting action for packets with invalid results. These conservative actions will not result in serious consequences if some legitimate packets are mistakenly considered invalid, while still providing protection for the network. Finally, filtering action is enabled only after confirming that there are no improper block problems.

Convergence When SAV-related information changes, the SAVNET Agent MUST be able to detect the changes in time and update SAV rules with the latest information. Otherwise, outdated SAV rules may cause legitimate data packets to be blocked or spoofing data packets to be accepted. Intra-domain SAVNET requires routers to update SAV-specific information and update SAV rules in a timely manner. Since SAV-specific information is originated from source entity, it requires that source entity MUST timely send the updated SAV-specific information to validation entity. Therefore, the propagation speed of SAV-specific information is a key factor affecting the convergence. Consider that routing information and SAV-specific information can be originated and advertised through a similar way, SAV-specific information SHOULD at least have a similar propagation speed as routing information.

Security Typically, routers in an intra-domain network can trust each other because they would not compromise intra-domain control-plane architectures and protocols. However, in some unlikely cases, some routers may do harm to other routers within the same domain. Operators SHOULD be aware of potential threats involved in deploying the architecture. Some potential threats and solutions are as follows:

Entity impersonation.
- Potential solution: Mutual authentication SHOULD be conducted before session establishment between two entities.
- Gaps: Impersonation may still exist due to credential theft, implementation flaws, or entity being compromised. Some other security mechanisms can be taken to make such kind of impersonation difficult. Besides, the entities SHOULD be monitored so that misbehaved entities can be detected.
Message blocking.
- Potential solution: Acknowledgement mechanisms MUST be provided in the session between a sender and a receiver, so that message losses can be detected.
- Gaps: Message blocking may be a result of DoS/DDoS attack, man-in-the-middle (MITM) attack, or congestion induced by traffic burst. Acknowledgement mechanisms can detect message losses but cannot avoid message losses. MITM attacks cannot be effectively detected by acknowledgement mechanisms.
Message alteration.
- Potential solution: An authentication field can be carried by each message so as to ensure message integrity.
- Gaps: More overhead of control plane and data plane will be induced.
Message replay.
- Potential solution: Authentication value can be computed by adding a sequence number or timestamp as input.
- Gaps: More overhead of control plane and data plane will be induced.

To meet the security requirement, the above security threats SHOULD be considered when designing the new intra-domain SAV mechanism.

Manageability Considerations The architecture provides a general framework for communicating SAV-specific information between routers and generating SAV rules based on SAV-specific information and local routing information. Protocol-independent mechanisms SHOULD be provided for operating and managing SAV-related configurations. For example, a YANG data model for SAV configuration and operation is necessary for the ease of management. SAV may affect the normal forwarding of data packets. The diagnosis approach and necessary logging information SHOULD be provided. SAV Information Base SHOULD store some information that may not be useful for SAV rule generation but is helpful for management. The SAV-specific information communication mechanism SHOULD have monitoring and troubleshooting functions, which are necessary for efficiently operating the architecture.

Privacy Considerations An intra-domain network is mostly operated by a single organization or company, and the advertised SAV-specific information is used within the network. Therefore, the architecture will not import critical privacy issues in usual cases.

IANA Considerations This document has no IANA requirements.

Contributors Mingqing Huang Email: huangmq@vip.sina.com Fang Gao Email: fredagao520@sina.com

Acknowledgements Many thanks to the valuable comments from: Igor Lubashev, Alvaro Retana, Aijun Wang, Joel Halpern, Jared Mauch, Kotikalapudi Sriram, Rüdiger Volk, Jeffrey Haas, Xiangqing Chang, Changwang Lin, Xueyan Song, etc.